The World as I See It: Disclosure Best Practices for Municipal Issuers
The World as I See It: Disclosure Best Practices for Municipal Issuers
Conference RegistrationSession Details
Date: Sunday, June 28
Time: 2:50 pm - 3:40 pm CT
1.5 CPE credits
Level: basic
Field of Study: Finance
Continuing disclosure is a critical responsibility for municipal issuers, ensuring transparency and maintaining investor confidence in the municipal market. This session will provide an in-depth overview of continuing disclosure requirements under SEC rules, explore best practices for meeting these obligations, and highlight the role of technology in streamlining disclosure processes.
Attendees will also learn how voluntary disclosures can enhance market perception and reduce risk. Whether you are new to disclosure responsibilities or seeking to refine your practices, this session will equip you with practical strategies to stay compliant and proactive.
Learning Objectives
- Explain the purpose and requirements of continuing disclosure under SEC Rule 15c2-12 and how they apply to municipal issuers.
- Identify key components of an effective continuing disclosure policy, including timelines, responsibilities, and monitoring practices.
- Evaluate the benefits and risks of voluntary disclosure and how it can improve transparency and investor relations.
- Leverage technology tools and platforms to simplify disclosure processes and ensure timely filings.
- Recognize common pitfalls and compliance challenges and implement strategies to mitigate them.