Enhancing Issuer Disclosure Practices
Enhancing Issuer Disclosure Practices
Conference RegistrationSession Details
Date: Monday, June 30
Time: 1:30 pm - 2:20 pm ET
1 CPE credits
Level: intermediate
Field of Study: Finance
Location: Room 151
Governments must be mindful of securities laws and disclosure responsibilities that come with issuing debt and managing their debt portfolios, including preparing the official statement, monitoring continuing disclosure obligations, providing voluntary disclosures to the market, and implementing a strong investor relations program. Additionally, governments need to be aware of possible changes to disclosure reporting requirements that the federal government may implement in the near future.
At this session, you will learn practical ways to review your current disclosure practices and ensure that the key tenets of GFOA’s disclosure best practices are embedded in your policies and procedures. The session will also feature case studies and demonstrations to help governments realize the potential benefits of a robust disclosure program as part of their overall debt management responsibilities.
Learning Objectives
Describe federal securities laws and issuer disclosure obligations.
Identify systems and services available to assist governments with disclosure duties.
Discuss how to implement protocols and best practices to enhance your entity’s disclosure program.
Speakers
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Barry Fick
Executive Director, Minnesota Higher Education Facilities Authority, Eagan, Minnesota
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Kim Garland
Deputy Chief Financial Officer, Great Lakes Water Authority, Detroit, Michigan
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Ernesto Lanza
Chief Regulatory and Policy Officer, Municipal Securities Rulemaking Board, Washington, D.C.
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Dave Sanchez
Director, Office of Municipal Securities, U.S. Securities and Exchange Commission