Treasury and Investment Management

An Introduction to Broker-Dealers for State and Local Governments

Intro. to Broker-Dealers for State & Local Govts. (2nd Ed.)

Second Edition

Government investors depend on broker-dealers for a number of services. How has technology transformed the broker-dealer industry and the services that broker-dealers offer? How has industry regulation evolved? What does this mean for conducting due diligence on broker-dealers and how the industry is monitored?

Learn answers to these questions and more in the Government Finance Officers Association's (GFOA) An Introduction to Broker-Dealers for State and Local Governments (second edition).

This book aims to assist government investors in understanding, navigating, and managing their relationships with securities broker-dealers in today's marketplace.

You might also consider:

The GFOA cash management series

Contains the above new release plus the following titles:

  • An Elected Official's Guide: Investing (second edition)
  • An Introduction to Investment Advisers for State and Local Governments (second edition)
  • Banking Services: A Guide for Governments
  • Investing Public Funds (second edition)


  • Publication date: January 2008
  • Member price: $20.00
  • Non-member price: $35.00
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